As an RQA client, you are supplied with our own UK regulatory permissions, allowing you to quickly start and operate your business. RQA provides all the relevant regulatory Financial Conduct Authority (FCA) permissions and procedures, while you maintain ownership, name, brand, and control. Under this arrangement, companies assume Appointed Representative (AR) status.
As an added benefit, RQA clients avoid the administrative pitfalls of regulatory filings and compliance documentation while reducing costs.
We are highly experienced in regulatory compliance and focus on delivering regulatory oversight so you can build your business. Should you require, as additional services, we can help you attain FCA Authorisation and supply longer-term regulatory monitoring solutions.
While you are a Robert Quinn Advisory (RQA) client, we act as your FCA marketing and regulatory host. With our extensive experience as an independent compliance consultancy, we aim to support your business in the most responsive and cost effective way. The FCA takes three to six weeks to grant Appointed Representative status and associated registration. Subject to the FCA’s approval process to grant Appointed Representative (AR) status, we target on-boarding new RQA clients within six weeks.
We charge a simple monthly fee, with no long-term agreement. We focus on providing compliance oversight, and do not provide operations, IT systems or risk management, making Robert Quinn Advisory an extremely cost efficient choice.
Robert Quinn Advisory provides the solution for firms who wish to:
Robert Quinn Consulting Ltd was founded in 2007 and is one of the largest independently owned compliance consultancies in London. Robert Quinn Consulting is known for its team of dynamic senior consultants and excellent customer service. We understand your business and can offer pragmatic, commercial advice that will help build your business.
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